Upgrade Oracle Database from 11g to 12c

  1. Download Oracle 12c software fromhttp://www.oracle.com/technetwork/database/enterprise-edition/downloads/database12c-linux-download-1959253.html

    unzip files:

    unzip linuxamd64_12102_database_1of2.zip
    unzip linuxamd64_12102_database_2of2.zip
  2. Make another home for 12c.
    mkdir -p /u01/app/oracle/product/12.1.0/dblb
  3. Change permissions for /u01 directory.  If 11g home is also located in /u01 you have already done the steps bellow. Just check that permissions are the following:
    chown -R oracle:oinstall /u01
    chmod -R 775 /u01
  4. Change the following parameters in response file, other parameters just leave blank.
    Response file is located in installation directory… extract_drectory/database/response/db_install.rsp

     oracle.install.option=INSTALL_DB_SWONLY
     ORACLE_HOSTNAME=DBServerHostname
     UNIX_GROUP_NAME=oinstall
     INVENTORY_LOCATION=/u01/app/oraInventory
     SELECTED_LANGUAGES=en
     ORACLE_HOME=/u01/app/oracle/product/12.1.0/dblb
     ORACLE_BASE=/u01/app/oracle
     oracle.install.db.InstallEdition=EE
     oracle.install.db.DBA_GROUP=dba
     oracle.install.db.OPER_GROUP=dba
     oracle.install.db.BACKUPDBA_GROUP=dba
     oracle.install.db.DGDBA_GROUP=dba
     oracle.install.db.KMDBA_GROUP=dba
     SECURITY_UPDATES_VIA_MYORACLESUPPORT=false
     DECLINE_SECURITY_UPDATES=true
  5. Go to the 12c installation folder  and run runInstaller, to install 12c home:
     ./runInstaller -silent -responseFile /install/database/response/db_install.rsp  -waitforcompletion -showProgress

    When it asks , connect to the server via root user and run

    /u01/app/oracle/product/12.1.0/dblb/root.sh
  6. At this time your database should be turned on from 11g home. Connect to the database via SYS user and run the following scripts: emremove.sql will remove EM repository. olspreupgrade.sql will run preupgrade scripts

    You should also purge the recyclebin. For reducing upgrade time.

    Note: these scripts should be run to the open database , that is turned on by 11g

    export ORACLE_HOME=/u01/app/oracle/product/11.2.0/dblb
     sqlplus / as sysdba
     @/u01/app/oracle/product/12.1.0/dblb/rdbms/admin/emremove.sql
     @/u01/app/oracle/product/12.1.0/dblb/rdbms/admin/olspreupgrade.sql
     purge recyclebin;
  7. Run DBUA from 12c home to upgrade existing database
    export ORACLE_HOME=/u01/app/oracle/product/11.2.0/dblb
    /u01/app/oracle/product/12.1.0/dblb/bin/dbua -silent \
    -sid ORCL \
    -oracleHome /u01/app/oracle/product/11.2.0/dblb \
    -diagnosticDest /u01/app/oracle \
    -recompile_invalid_objects true \
    -degree_of_parallelism 40 \
    -upgradeTimezone \
    -emConfiguration NONE \
    -keepHiddenParams \
    -gatheringStatistics \
    -upgrade_parallelism 40
  8. To check that everything was upgraded successfully, after successful message from the previous command, check the following:
    cat /etc/oratab
    ORCL:/u01/app/oracle/product/12.1.0/dblb:N
    cat /u01/app/oraInventory/ContentsXML/inventory.xml
     <VERSION_INFO>
     <SAVED_WITH>12.1.0.2.0</SAVED_WITH>
     <MINIMUM_VER>2.1.0.6.0</MINIMUM_VER>
     </VERSION_INFO>

    Update the following parameters in your  .bash_profile:

     export ORACLE_HOME=/u01/app/oracle/product/12.1.0/dblb
     export LD_LIBRARY_PATH=/u01/app/oracle/product/12.1.0/dblb/lib
  9. Network file configuration. Stop listener that was previously started from 11g. Move listener.ora and tnsnames.ora files to 12c home and rename them in old location. Start the listener from 12c home.
    /u01/app/oracle/product/11.2.0/dblb/bin/lsnrctl stop
    cp /u01/app/oracle/product/11.2.0/dblb/network/admin/listener.ora /u01/app/oracle/product/12.1.0/dblb/network/admin
    cp /u01/app/oracle/product/11.2.0/dblb/network/admin/tnsnames.ora /u01/app/oracle/product/12.1.0/dblb/network/admin
    mv /u01/app/oracle/product/11.2.0/dblb/network/admin/tnsnames.ora /u01/app/oracle/product/11.2.0/dblb/network/admin/tnsnames.ora.old
    mv /u01/app/oracle/product/11.2.0/dblb/network/admin/listener.ora /u01/app/oracle/product/11.2.0/dblb/network/admin/listener.ora.old
    /u01/app/oracle/product/12.1.0/dblb/bin/lsnrctl start
  10. Connect to the database using 12c home and check again the version in v$instance view:
    export ORACLE_HOME=/u01/app/oracle/product/12.1.0/dblb
    sqlplus / as sysdba
    select instance_name,version,status
    from v$instance;
  11. If you want to deinstall 11g home run the following :
    /u01/app/oracle/product/11.2.0/dblb/deinstall/deinstall

Upgrade 10g XE to 11g XE

I’ve had a lot of trouble with 10g XE. Especially with its upgrading process to 11g XE. So I want to share my experience with you.

There are at least 2 options to do the upgrade.

First one is backup/restore and second one is export/import.

Note: I ‘ve installed 10g XE and 11g XE on separate servers(because couldn’t handle to install them together)

Note2: The 1st one doesn’t worked for me and is described shortly. The 2nd  one worked for me and is fully descriptive.

1. Take utlu112i.sql script from 11g XE and place it on 10g XE server.

2. Run this script on 10g XE.

Go to the gen_inst.sql file location or indicate a full path to the file:

sqlplus sys as sysdba @gen_inst.sql

3. Backup 10g XE database.

4. Restore to 11g XE

5. Startup upgrade.

6. Run the following scripts on 11g XE.

–Upgrade

sqlplus sys as sysdba @catupgrd.sql

–Recompile

sqlplus sys as sysdba @utlrp.sql

BUT these steps that are described on most of the blogs and sites did not work for me.

Another option that worked for me is export/import.

1. Take gen_inst.sql script from 11g XE.

2. Place and run this script on 10g XE.

sqlplus sys as sysdba @gen_inst.sql

It will generate install.sql, gen_apps.sql and other .sql files

3. On 10g XE

CREATE DIRECTORY DUMP_DIR AS ‘C:\oraclexe\dump_dir’;

GRANT read, write ON DIRECTORY DUMP_DIR TO public;

expdp ‘sys/passwd as sysdba’ full=Y EXCLUDE=SCHEMA:\"LIKE \’APEX_%\’\",SCHEMA:\"LIKE \’FLOWS_%\’\" directory=DUMP_DIR dumpfile=DB10G.DMPlogfile=expdpDB10G.log

expdp ‘sys/passwd as sysdba’ TABLES=FLOWS_FILES.WWV_FLOW_FILE_OBJECTS$ directory=DUMP_DIR dumpfile=DB10G2.dmp logfile=expdpDB10G2.log

Note: if ‘sys/passwd as sysdba’  doesn’t work try without it and then enter the credentials.

expdp  full=Y EXCLUDE=SCHEMA….
Username: sys@XE as sysdba
Password: *****

4. Import to 11g XE

CREATE DIRECTORY DUMP_DIR AS ‘C:\oraclexe\dump_dir’;
GRANT read, write ON DIRECTORY DUMP_DIR TO public;

impdp  ‘sys/passwd as sysdba’ full=Y directory=DUMP_DIR dumpfile=DB10G.DMP logfile=expdpDB10G1.log

impdp  ‘sys/passwd as sysdba’ directory=DUMP_DIR TABLE_EXISTS_ACTION=APPEND  TABLES=FLOWS_FILES.WWV_FLOW_FILE_OBJECTS$ dumpfile=DB10G2.DMP logfile=expdpDB10G1b.log

5. Run install.sql. It will run other scripts itself.

sqlplus sys as sysdba @install.sql